At the end of 2020, the SEC finally released their new Advertising rules. What does this mean for investment data management & distribution?
A lot, it turns out.
Because investment data published to the industry databases is used for both client acquisition and retention, it should be considered advertising and thus falls within the SEC regulatory scrutiny.
We’ve explored all of these issues when they were proposed rules, but now that there’s some clarity, we set down our thoughts in a new eBook:
Download our piece today and then request a demo of our Data Vault, which is rapidly becoming the industry standard for investment data management, distribution, and compliance.
